1. INVESTOR SUITABILITY
Our process starts by understanding your investment profile, risk tolerance and investment objectives. Most EB-5 securities are private placements made under Regulation D or S of the Securities Act of 1933. Our representative will evaluate if your profile makes you a good candidate for an EB-5 investment.
2. RESEARCH PROJECTS
Our firm evaluates potential projects to determine their overall suitability for EB-5 investors, as well as their compliance with US Securities regulations.
Investors can be assured that securities have been researched with respect to your immigration and financial goals. A broker-dealer must have reasonable grounds to believe that a recommendation to purchase an EB-5 security is suitable for the customer.
Why Use Prevail Capital
We Are Regulated
Prevail Capital has a duty—enforceable under federal securities laws and FINRA rules—to conduct a reasonable investigation of securities that it recommends. Unregulated companies are not subject to Government scrutiny.
We are compensated by an Issuer for our Services
Prevail is compensated indirectly by Investors from the administrative or similar fee paid by an Investor to the Issuer. Compensation to Prevail will be fully disclosed.
U.S. securities laws are based on a policy of "disclosure". Anyone who buys or sells a security must disclose all material information known. This policy is intended to assure that investors receive full and fair disclosure for informed investment decisions.
We perform detailed analysis of potentially suitable EB-5 private placements to examine the Business, Financial and Immigration prospects of the offerings. The items below provide an overview of key areas to be examined.
Review Issuers offering memorandum, Perform Due Diligence as applicable on Issuers Disclosures and Conflicts, Partnership Agreement, Management industry experience, Background Checks, Ownership of assets, Corporate and Capital Structure, Project Permitting, Legal Entity Verification, Business Feasibility, Offering is consistent with USCIS EB-5 regulations.
Overview of Economist report to include: that 10 or more jobs would be created or preserved attributable to each investor, job cushion, data inputs, project timeline, Targeted Employment Area (TEA) letter, Regional Center designation, geographical area, authorized project classification.
Review as applicable Issuers Financial Projections and Source of Data, Project Funding, % of EB-5 Funds and Developer Funds, Use of Project Capital, Construction Timetable, Senior Debt Obligations, EB-5 Loan, Collateral, Related Documents, Investor Escrow Arrangements, Feasibility Studies, Vendor Relationships, Exit Strategies
We perform reasonable due diligence on EB-5 private placements to examine the Business, Financial and Immigration viability of the offering, investors should be confident in achieving their immigration and financial goals.